The Compliance and Enforcement Committee of the Energy Bar Association presents the 2019 Enforcers and Defenders Forum at The George Washington University Law School on June 12, 2019. The Defenders panel will address the development and implementation of internal compliance and monitoring programs designed to ensure compliance with regulatory and company standards, with a focus on internal detection techniques and mechanisms, and will include representatives from Calpine, ICE Futures US/Intercontinental Exchange, and Tenaska. The Forum also will present its popular Enforcers Panel with key representatives from the Federal Energy Regulatory Commission, Commodity Futures Trading Commission, Pipeline and Hazardous Materials Safety Administration, and ReliabilityFirst Corporation, addressing relevant enforcement and compliance issues for 2019 and other timely topics.
2019 Enforcers and Defenders Forum: Registration Form (PDF)
Thank You to Our Sponsors:
1:30 PM - 2:00 PM: REGISTRATION
2:00 PM - 3:15 PM: Defenders Panel
The Defenders panel will address the development and implementation of internal compliance and monitoring programs designed to ensure compliance with regulatory and company standards, with a focus on internal detection techniques and mechanisms, and will include subject matter experts from two energy trading companies (Calpine and Tenaska) and one trading forum (ICE Futures US/Intercontinental Exchange). The panelists will address how trading companies organize the monitoring and supervision of trading, including internal compliance monitoring and detecting, the sharing of common and best practices, and what constitutes acceptable internal compliance and monitoring procedures. With both panels, there will be a chance for the audience to ask questions, and for discussion among the panel members.
Moderator: David Berman, Attorney, Wright & Talisman, P.C.
Frank Hayden, Vice President, Trading Compliance, Calpine Corporation
Drew J. Fossum, Senior Vice President and General Counsel, Tenaska Inc.
Jason Fusco, Assistant General Counsel – Market Regulation, ICE Futures US/Intercontinental Exchange
3:15 PM – 3:30 PM: NETWORKING BREAK
3:30 PM – 5:00 PM: Enforcers Panel
The Enforcers panel will address relevant enforcement and compliance issues for 2019 and other timely topics, and will include representatives from the Federal Energy Regulatory Commission, Commodity Futures Trading Commission, Pipeline and Hazardous Materials Safety Administration, and ReliabilityFirst Corporation. Each of the speakers on the Enforcers panel is a high-ranking counsel to their organization, and will talk about policies, recent developments, trends, and enforcement activities for their organizations. The organizations that these speakers represent have oversight over various aspects of the energy industry and their comments will be of interest to the energy bar and other persons attending the forum.
Moderator: Daniel Archuleta, Attorney, Troutman Sanders LLP
Paul G. Hayeck, Deputy Director, US Commodity Futures Trading Commission
Larry R. Parkinson, Director, Office of Enforcement, Federal Energy Regulatory Commission
Kristen Senk, Managing Enforcement Counsel, ReliabilityFirst Corporation
Paul Roberti, Chief Counsel, Pipeline and Hazardous Materials Safety Administration
5:00 PM – 6:00 PM: Networking Reception
MODERATORS AND SPEAKERS
View: Enforcer & Defender Speaker Bios
REGISTRATION INFORMATION AND FEES:
Registration Fees On-Site only (per person):
|Government - Attorney/EP/Academic
|Solo Attorney/Small Firm
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CONTINUING LEGAL EDUCATION (CLE):
The program has been submitted for MCLE approval in VA and NY. Approved in CA, PA. Each state has its own rules and regulations regarding "CLE". For questions on CLE email EBA-CLE@eba-net.org. To assure accreditation, you MUST include your BAR # AND STATE with your registration. ONLY REGISTERED ATTENDEES ARE ELIGIBLE FOR CLE
You must pre-register for on-site attendance. No registration fee refunds will be granted for cancellations received after June 4, 2019. In order to receive a refund (less $10 administrative fee), the EBA must receive your written notice of cancellation by June 4, 2019. Registrants who are unable to attend may send a substitute for the entire program. EBA regrets that refunds will not be given for no-shows. Send cancellation request by email to RKelly@eba-net.org or by fax to (202) 833-5596.
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For more information on this event, please contact the Energy Bar Association at (202) 223-5625 or by email at email@example.com.